Series 6: Investment Company Products/Variable Contracts Products
This Boston Institute of Finance Series 6 Review Course will highlight some of the essential knowledge needed to pass the Investment Company Products/Variable Contracts Products Limited Representative Qualification Examination.
Lessons covered in Series 6 module:
- Investment Companies
- Variable Annuities
- Variable Life Insurance
- Federal Securities Laws
- Corporate Securities
- NASD Rules and Regulations
- Economics
- Money Laundering
- Retirement Plans
- U.S. Government Securities
- Municipal Securities
- Securities Investor Protection Corporation (SIPC)
- Uniform Gifts To Minors Act (UGMA)
- 529 College Savings Plans
- Coverdell Education Savings Plan
- Sales Practices
- Miscellaneous Topics
- Addtional Tax Concepts
- Exchange Traded Funds
- Hedge Funds
- Regulation D - Rule 501
- Regulation S - P
Series 63: Uniform Securities Agent
This Boston Institute of Finance Series 63 Review Course will highlight some of the essential knowledge needed to pass the Uniform Securities Agent State Law Examination. Topics covered in this module:
- Powers of the Administrator
- Prohibited Practices
- Definitions
- Broker/Dealers and Agents
- Investment Advisers
- Registration of Securities
- Exemptions from Registration
- Federal Covered Securities
- Advertising & Literature
- Exam Tips
Besides having a comprehensive knowledge of the topics that the examination will cover, knowing how to prepare and take this type of examination will give candidates an edge to pass it. Therefore, Boston Institute of Finance has put together a number of exam taking tips for candidates.
Lessons covered in this module:
- Basic Exam Concepts
- What Not to Do
- Sample Questions
- Roadmap the Exam
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