The Series 63, Uniform Securities Agent State Law Examination, is the state law test for broker-dealer representatives. The exam is administered by the North American Securities Administrators Association (NASAA). Completion of the Series 63 exam will entitle an individual with the qualifications necessary to become a securities agent who solicits orders for any type of security in a particular state. Series 63 certification is required in 40 states.
The Series 6 & 63 Test Prep Course delivers a comprehensive understanding of investment company products and variable contracts, which will help students who wish to become Registered Representatives. Specifically, the course helps students prepare to take the Investment Company Products/Variable Contracts Limited Representative License Series 6 Examination.
All topics have slides with audio explanation of concepts and tips. It includes a custom exam builder, topic diagnostic tool, Study-Mode Question Engine, Exam-Mode Question Engine and many more features to review quickly and efficiently for FINRA Series 6 Licensing Exam and the Series 63 for Uniform Securities Agent State Law Exam.
About the Author: Paul Langone
Paul is a former Vice President of the Boston Stock Exchange and has served on Securities Industry Committees related to the Series 7 Examination. He possesses an M.B.A. Degree and has authored Texts for the Series 7, Series 6 and Series 63 Examinations. Paul has successfully trained securities industry personnel for over 25 years.